Corporate Governance Compliance

Annual Return Filed *

Annual Return Filing Date (if filed)

Financial Statements Filed with ROC *

Filing Date (if filed)

Auditor Appointed *

Auditor Name

Board and Meeting Compliance

Annual General Meeting (AGM) Held *

AGM Date (if held)

Number of Board Meetings Held

Board Minutes Maintained *

Compliance with Statutory Requirements

DIN-3 KYC (Director Identity) Completed *

MSME Payments Compliance (if applicable) *

GST Returns Filing Status *

PF / ESI Compliance Status *

Tax and Other Compliance

Income Tax Return Filed *

Income Tax Filing Date (if filed)

TDS / GST Deposits Current *

Non-Compliance Issues

Any Non-Compliance Issues Noted *

Details of Non-Compliance Issues

Remedial Action Plan

Report Certification

Report Prepared By *

Date of Preparation *

Approved By (Director/Compliance Officer) *

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COMPLIANCE BASELINE CHECKLIST & REPORT

Financial Year:

As of:

COMPANY INFORMATION:

Company Name
CIN
Company Type

CORPORATE GOVERNANCE COMPLIANCE:

Compliance Item	Status	Date/Details
Annual Return Filed		N/A
Financial Statements Filed		N/A
Auditor Appointed
AGM Held		N/A
Board Meetings		Minutes Maintained: N/A

STATUTORY COMPLIANCE:

Compliance Requirement	Status
DIN-3 KYC Completed
MSME Payments Compliance
GST Returns
PF/ESI Compliance
Income Tax Return Filed
TDS/GST Deposits Current

NON-COMPLIANCE ISSUES: No significant non-compliance issues noted during the reporting period.

CERTIFICATION:

I/We certify that the above compliance baseline report is accurate and complete as of .

Prepared By
Date
Approved By

Compliance Baseline Checklist / Report