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SEBI & SecuritiesAnnual

Insider-trading code & UPSI controls

Maintain a code of conduct, a structured digital database and trading-window controls for unpublished price-sensitive information.

Indicative penalty if missed

Insider-trading violations can attract penalties up to ₹25 crore or 3× the profits made.

A ballpark to help prioritise — not an assessment of your liability.

Statutory basis

Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015Regulatorofficial source

Track this with your team. Add it to your organisation's compliance register to set due dates and reminders. Open your workspace →

Educational guide, not legal advice. Whether this applies — and the exact due dates, thresholds and penalties — depends on your entity type, turnover, headcount, sector and state. Confirm specifics with a qualified professional.